Alumni Engagement Innovation Fund 2023

U.S. Department of State
U.S. Embassy Ankara
Notice of Funding Opportunity 

The U.S. Mission Türkiye announces an open competition for past participants (“alumni”) of U.S. government-funded and U.S. government-sponsored exchange programs to submit applications to the 2023 Alumni Engagement Innovation Fund (AEIF2023). We seek proposals from teams of at least two alumni that meet all program eligibility requirements below.

Exchange alumni interested in participating in AEIF 2023 should submit proposals to usaturkeyalumni@state.gov by Friday, March 3, 2023 / 17:00.

A. PROGRAM DESCRIPTION

AEIF provides alumni of U.S. government-sponsored and facilitated exchange programs with funding to use and expand on skills gained during their exchange experience to design and implement innovative solutions to global challenges facing their community.

Since its inception in 2011, AEIF has funded nearly 500 alumni-led projects around the world through a competitive global competition. This year, AEIF 2023 will support the United States’ commitment to strengthen ties between the United States and Türkiye through programs that achieve the following goals:

1) Advancing shared regional and global security and stability priorities through arobust U.S.- Türkiye partnership,
2) Strengthening democracy and respect for international human rights, religious freedom, gender rights, rule of law, and the freedom of expression,
3) Encouraging collaboration in climate, energy, and science and technology, and
4) Fostering Turkish and U.S. ties through education.

The U.S. Mission Türkiye will accept public service projects proposed and managed byteams of at least two (2) alumni that support themes within the following themes:

Support Shared Security
Projects for consideration in this category should support and advance cooperation between the United States and Türkiye through efforts to promote cooperation in NATO and other multilateral security organizations, cybersecurity, counterterrorism, the role of women in peace and security, address transnational crime and increase cooperation in the eastern Mediterranean.

Reinforce Democratic Values
Proposals in this area should reinforce respect for international human rights norms within Türkiye, counter gender-based violence, support gender rights, promote the rule of law and freedom of expression, and/or strengthen the capacity of Turkish media and civil society to advocate for human rights and freedoms. Proposals here may also aim to assist Turkish media as well as media consumers in increasing media literacy, understanding, and responding to misinformation and disinformation.

Encourage Collaboration on Climate, Energy, and Science and Technology
Proposals in this category will increase cooperation between U.S. and Turkish scientists and industry, particularly in the fields of green technology, bio-technology, clean energy, space, combatting climate change and developing the blue economy. These projects could include the utilization of technology to meet local needs, training on the importance of the free flow of data and improving the data literacy of citizens to take advantage of publicly available information.

Foster Turkish and U.S. Ties Through Education
Proposals for this category will focus on fostering mutual understanding and ties between Turkish and U.S. organizations, higher education institutions and individuals. Project areas will include, but are not limited to: STREAM (Science, Technology, Research, Engineering, Arts, Math) education, higher education training & development, K-12 Training and resource development.

Please note that proposals focused on the following issues may not be as competitive because there are already ongoing grants in these areas:
1) Migration and Refugees Issues,
2) Entrepreneurship, and
3) English Teaching.

The following types of projects are not eligible for funding:

  • Projects relating to partisan political activity;
  • Charitable or development activities;
  • Construction projects;
  • Projects that support specific religious activities;
  • Fund-raising campaigns;
  • Lobbying for specific legislation or programs
  • Scientific research;
  • Projects intended primarily for the growth or institutional development of the organization; or
  • Projects that duplicate existing projects;
  • Commercial projects;
  • Scholarships to support educational opportunities or study and research for individuals

The primary beneficiaries of all projects and their outcomes should be Turkish audiences.

FEDERAL AWARD INFORMATION

Announcement posted: January 11, 2023
Closing date for applications: March 3, 2023 /17:00
Funding type: small grant awards
Decision date: no later than June 30, 2023
Expected size of individual awards: Between $5,000 to $20,000.
Program Performance Period: Proposed programs should be completed in one year
(October 2023-October 2024) or less

C. ELIGILIBITY INFORMATION

1. Eligible Applicants:
The following individuals are eligible to apply:

  • Applicants must be alumni of a U.S. government-funded exchange program (https://alumni.state.gov/list-exchange-programs) or a U.S. government-sponsored exchange program (https://j1visa.state.gov/).
  • Projects teams must include teams of at least two (2) alumni.
  • Alumni who are U.S. citizens may not submit proposals, but U.S. citizen alumni may participate as team members in a project.
  • Alumni teams may be comprised of alumni from different exchange programs and different countries.
  • Applications must be submitted by exchange alumni. Not-for-profit, non-governmental organizations, think tanks, and academic institutions are not eligible to apply in the name of the organization but can serve as partners for implementing project activities.

2. Cost Sharing
Inclusion of cost share is not a requirement of this opportunity.

3. Grant Program Area:
Proposals must address the following themes: Supporting Shared Security; Strengthening Economic Prosperity, Promoting Innovation, Fostering Entrepreneurship, and Improving the Digital Economy Reinforce Democratic Values; Fostering Turkish and U.S. Ties. Proposals that do not address the theme as outlined in the program objectives will be deemed ineligible. All project activities must take place outside of the United States and its territories.

4. Other Eligibility Requirements
If the grant will be processed with an individual, that individual is not required to have a UEI (Unique Entity ID) number or be registered in SAM.gov.

Applicants are only allowed to submit one proposal.

D. APPLICATION AND SUBMISSION INFORMATION

1. Address to Request Application Package
Application and budget templates are available at U.S. Embassy Ankara website: Home | Education & Culture | Grant Opportunities | The U.S. Embassy Grants Program

2. Content and Form of Application Submission
Applications and budgets must be submitted using the official AEIF 2023 application and budget forms.

Please follow all instructions below carefully. Proposals that do not meet the requirements of this announcement or fail to comply with the stated requirements will be ineligible.

Please ensure:

  • The proposal clearly addresses the goals and objectives of this funding opportunity;
  • The proposal addresses all questions in the official AEIF 2023 application form;
  • All documents are in English
  • The budget is in U.S. dollars and is submitted using the designated AEIF 2023 budget form;
  • All pages are numbered.

The following documents and information are required:

      1. Mandatory application forms at https://tr.usembassy.gov/education-culture/grant-opportunities/
        a. SF-424 (Application for Federal Assistance – organizations) or SF-424-I (Application for Federal Assistance –individuals) 
        b. SF424A (Budget Information for Non-Construction programs) at the U.S. Embassy and Consulates website: The U.S. Embassy Grants Program, Docs and Forms for Applicants
        c. SF424B (Assurances for Non-Construction programs) at the U.S. Embassy and Consulates website: The U.S. Embassy Grants Program, Docs andForms for Applicants
      2. AEIF 2023 Proposal Form
        I. Project Team Information: At least two exchange alumni team members are required for a project to be considered for funding. Applications need to provide the name and contact information, describe the role each team member will have in the project, and their experience, qualifications, and ability to carry out that role. Applicants need to indicate what proportion of the team member’s time will be used in support of the project.
        II. Proposal Summary: A short narrative which outlines the proposed project, including challenge/s to be addressed, project objectives, and anticipated impact.
        III. Project Goals and Objectives: The goal/s of the proposed project need to describe what the project is intended to achieve and include the objectives which support the goal/s. Objectives should be specific, measurable, and realistically achievable in a set time frame.
        IV. Project Methods, Design, and Timeline: A description of how the project is expected to work to solve the stated problem and achieve the goal/s. This should include a description of the project’s direct and indirect beneficiaries as well as a plan on how to continue the program beyond the grant period, or the availability of other resources, if applicable. The proposed timeline for the project activities should include the dates, times, and locations of planned activities and events. Applicants may also submit proposed workshop or training agendas and materials.
        V. Local Project Partners: A list of partners who will support the proposed project, if applicable.
        VI. Communication Plan: The communication plan should include a communication and outreach strategy for promoting the proposed project. It may include social media, websites, print news, or other forms of media intended to use to share information about the project to beneficiaries and the public.  Communications should include AEIF 2023, Exchange Alumni, and U.S. Embassy branding.
        VII. Project Monitoring and Evaluation Plan: The Monitoring and Evaluation component of the proposal should outline in detail how the proposal’s activities will advance the program’s goals and objectives. This should include any outcomes showing a change in knowledge, awareness, and attitudes; improved quality of services; increased capacity at a school, group; etc.  Proposals should also include how the grantee will measure the impact of planned activities.
      3. AEIF 2023 Budget Form
        Budget Justification Narrative:  Applicants must submit a detailed budget and budget narrative justification utilizing the template provided. Line-item expenditures should be reasonable, specific and listed in the greatest possible detail. Budgets shall be submitted in U.S. dollars and final grant agreements will be conducted in U.S. dollars.Budget Restrictions: AEIF 2023 does not support the following activities or costs, and the selection committee will deem applications involving any of these activities or costs ineligible:

        1. Any airfare to/from the United States and its territories
        2. Activities that take place in the United States and its territories
        3. Staff salaries, office space, and overhead/operational expenses
        4. Large items of durable equipment or construction programs
        5. Alcohol, excessive meals, refreshments, or entertainment
        6. Academic or scientific research
        7. Charitable or development activities
        8. Provision of direct social services to a population
        9. Individual scholarships
        10. Social travel/visits
        11. Gifts or prizes
        12. Duplication of existing programs
        13. Institutional development of an organization
        14. Venture capital, for-profit endeavors, or charging a fee for participation in project
        15. Support for specific religious activities
        16. Fund-raising campaigns
        17. Support or opposition of partisan political activity or lobbying for specific legislation

E. REVIEW AND SELECTION PROCESS

Evaluation Criteria: The U.S. embassy or consulate Public Affairs Sections will use the criteria outlined below to evaluate all applications. The proposals will be reviewed by a Selection Committee made up of regional and exchange program experts located at the Department of State in Washington, DC. Panelists will use the criteria below to review and evaluate applications.

Relevance to Application Theme   

The proposal provides sufficient information on how the activities will support the theme(s) of the competition. The narrative explains any relevant local context the D.C. Selection Committee may not be aware of in relation to this project.  Proposed project ideas must be public diplomacy in nature (i.e. not development or military).    

Purpose and Summary, Description, and Implementation Plan   

When developing the purpose, summary, description, and implementation plan, applicants should aim to make all descriptions clear, concise, and compelling.  Reviewers will judge the proposals based on the likelihood for the project to exert a sustained, powerful influence on the community where it is undertaken.  Does the project address an important gap of understanding or need?  If the aim of the project is achieved, how will existing knowledge or practice be improved?  What audience do the applicants hope to reach with this project?  How many will participate?  How will they be selected?    

Degree of Alumni Involvement   

Projects must include the involvement of at least two (2) exchange alumni.  They may be the project team leaders or collaborate directly with PAS in formulating the project.  More than two alumni may comprise the team, however, the minimum is two.  As the team leaders, the alumni must be closely involved in project planning, implementation, etc.  Applicants should ensure that the proposal includes the following information for each alumni team member: first name, last name, e-mail address, exchange program, country of citizenship, and roles and responsibilities.    

Participation and Support from Local Partners   

The proposal demonstrates buy-in and support from the community where the project will take place. Local partner involvement is a strong sign that there is community support and that the project will engage a broad array of experts, such as subject matter experts, community centers, academic institutions, businesses, local/national government, non-governmental organizations, American Spaces, etc.    

Evaluation and Impact of the Project    

A monitoring & evaluation (M&E) plan is pivotal to project implementation and important tracking progress towards the project’s objectives and goals.  An M&E plan should consider the data needed to effectively monitor progress toward specific outputs and outcomes as well as how that data collection will be accomplished.  Well-crafted indicators should be used to understand a program’s progress toward the desired results.  An M&E plan should be reviewed for the following:    

• Completion    

• Applicability and logic of objectives and indicators    

• Clear approach to monitoring    

• Adherence to SMART criteria    

• Feasibility of baselines and targets    

• Data quality plan    

• Capacity to implement plan    

Sustainability   

Have the applicants considered how the project will continue to have positive impact after the end of the project.    

Communication, Media, and Outreach Plan   

The project should include a clear plan and timeline for how and when the team will share information about the project.  It is important to ensure that the U.S. Embassy gets recognition throughout the process, if circumstances permit.    

Budget and Budget Narrative   

The budget and narrative justification are sufficiently detailed. Costs are reasonable in relation to the proposed activities and anticipated results.  The budget is realistic, accounting for all necessary expenses to achieve proposed activities.  The results and proposed outcomes justify the total cost of the project.  Budget items are reasonable, allowable, and allocable.   


Disclaimer: This notice is subject to availability of funding. U.S. Embassy in Ankara does not guarantee availability of funding by receiving applications under this announcement. Only successful applicants will be contacted.   

F. FEDERAL AWARD ADMINISTRATION INFORMATION

The grant award will be written, signed, awarded, and administered by the Grants Officer. The assistance award agreement is the authorizing document, and it will be provided to the recipient for review and signature by email. The recipient may only start incurring program expenses beginning on the start date shown on the grant award document signed by the Grants Officer.

If a proposal is selected for funding, the Department of State has no obligation to provide any additional future funding. Renewal of an award to increase funding or extend the period of performance is at the discretion of the Department of State.

Issuance of this NOFO does not constitute an award commitment on the part of the U.S. government, nor does it commit the U.S. government to pay for costs incurred in the preparation and submission of proposals. Further, the U.S. government reserves the right to reject any or all proposals received.

Payment Method:

Payments will be made through Electronic Funds Transfer (ACH/EFT) and will generally be disbursed as follows:

  1. At the beginning of the program to help Recipient reserve facilities, buy materials and other items necessary to commence program as an advance (%40)
  2. As a second installment, following submission of mid-financial and progress reports, depending on milestones achieved (30%)
  3. Upon receipt of program report or verification of completed programs, the balance (30%) will be reimbursed to the Recipient.

The Recipient is required to refund to the U.S. Government any unexpended funds related to a reduction in scope of the federal assistance activity or purpose after the completion of the program.

Reporting Requirements: Recipients will be required to submit financial reports and program reports. The award document will specify how often these reports must be submitted.

Recipients will be required to submit quarterly, semi-annual, annual and final financial reports and program reports depending on the duration of their project. The award document will specify how often these reports must be submitted.

G. FEDERAL AWARDING AGENCY CONTACTS

Questions about the grant application process should be directed to: Alumni Programs Office at usaturkeyalumni@state.gov